Compliance Officer Room

​For managing core control room functions such as monitoring or audit programmes, regulatory reporting, and regulatory change.​

Employee Compliance

​Compliance services accessible to all staff, enabling them to sign declarations and to view and submit disclosures, G&E, and personal trading.​

Policies & Declarations

Control, review and publish your important Policies and Procedures. Easily schedule and manage electronic staff declarations.

Client Due Diligence

Robust controls and record keeping to meet any CDD or AML requirements during on-boarding or ongoing account servicing activities.​