THE CHALLENGE
The compliance challenge is not new
But how you
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EngagementAll employees are part of the compliance story, and their engagement is critical to your obligations to the regulator. 01 |
ControlIn today's regulated world, evidencing your current and historic controls is more important that ever. 02 |
OversightCompliance in a silo is no longer an option. Your new individual responsibilities require you to have complete oversight. 03 |
FIRMS THAT UNDERSTAND THIS
Know they have a duty of care to make compliance accessible to everyone
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You can solve this easily, with little expense - and establish best practise engagement, control and oversight across the firm - by utilising our compliance products integrated into your Microsoft Office 365 cloud platform. |
A new way to manage your compliance operations |
the SO365 Compliance HUBSimply Office 365's Compliance Hub helps you to improve the engagement, control and oversight of your compliance obligations, enabling you to implement a robust compliance framework to meet all your regulatory requirements.
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Designed specifically for Office 365
unique approachReplaces your paper or email based controls with easy to use software that is designed around the needs of the compliance team and senior management, but is also accessible to all employees of the firm regardless of their location.
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compliance intranetPart of your own Office 365 intranet. It is not a standalone product requiring usernames and passwords for access - it is your Compliance Intranet, enabling easy access, communication and dissemination of compliance information.
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easy adoptionUses Microsoft's familiar interface and productivity tools, so it is easy to use by everyone and can be quickly and easily adopted across your firm.
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return on investmentExtremely cost-effective, helping to reduce your resource costs for managing compliance whilst protecting your company by enforcing rigorous controls and record keeping.
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Compliance Officer Room
For managing core control room functions such as monitoring or audit programmes, regulatory reporting, and regulatory change.
Employee Compliance
Compliance services accessible to all staff, enabling them to sign declarations and to view and submit disclosures, G&E, and personal trading.
Policies & Declarations
Control, review and publish your important Policies and Procedures. Easily schedule and manage electronic staff declarations.
Client Due Diligence
Robust controls and record keeping to meet any CDD or AML requirements during on-boarding or ongoing account servicing activities.
